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Job Position Company Posted Location Salary Tags

BlockFi

New York, NY, United States

Figure

San Francisco, CA, United States

$45k - $75k

Figure

Bozeman, MT, United States

$35k - $60k

BlockFi

New York, NY, United States

$40k - $62k

Figure

Helena, MT, United States

$72k - $75k

Figure

San Francisco, CA, United States

$27k - $70k

BlockFi

New York, NY, United States

$63k - $90k

BlockFi

New York, NY, United States

$63k - $77k

BlockFi

New York, NY, United States

$63k - $90k

BlockFi

New York, NY, United States

$54k - $65k

BlockFi

New York, NY, United States

BlockFi

New York, NY, United States

$63k - $90k

Figure

San Francisco, CA, United States

$45k - $75k

US Cloud

St. Louis

$105k - $120k

0x

San Francisco, CA, United States

Legal Compliance Counsel Asset Management

BlockFi

This job is closed

Your Mission

  • Oversee legal matters for our asset management entity, including advising on and negotiating corporate transactional matters, supervising outside counsel and overseeing the structuring of our asset management program
  • Manage entity maintenance and corporate governance for the firm’s Asset Management Division (AMD)
  • Working with colleagues outside the US to address cross-border legal and regulatory issues arising from the global nature of our business
  • Cover AMD personnel and provide advice on how to conduct the firm’s business in a manner that complies with the vast array of applicable rules, regulations and regulatory expectations
  • Develop, draft and maintain compliance policies and procedures outlining firm requirements, regulations and best practices
  • Create and implement compliance training programs
  • Review and advise on product marketing materials
  • Perform look-back reviews, oversight and surveillances to assess compliance risks and breaches
  • Assist with regulatory examinations, audits and inquiries
  • Analyze new or amended laws, rules and regulations in order to formulate practical solutions to industry-wide issues
  • Coordinate with the business, Legal, Technology and other divisions across the firm on new initiatives

Your Expertise

  • 8 + years of experience at a law firm and/or as in-house counsel handling asset management, commodity funds, ETFs
  • Juris Doctorate (JD) from an accredited institution
  • Licensed to practice law and a member in good standing in the state of New York
  • Preferably experience mix of large org / tech but also regulated / controls background
  • Expertise in defining and stating expectations and objectives with team members and completing all related follow up and improvement measures
  • Excellent organizational and multitasking skills and ability to balance and prioritize multiple projects and initiatives
  • Exceptional written and verbal communication skills, with the ability to influence and communicate cross-functionally with all levels of leadership across the organization
  • Experience with a global organization, having built strong partnerships with stakeholders across diverse cultures and backgrounds
  • Excellent EQ that understands how to bring strong perspectives together for a common outcome in a positive way
  • Exceptional discretion, trustworthiness, reliability, and diplomacy that builds strong thriving relationships
  • Altruistic, selfless and able to set aside personal interest/ego for objectivity
  • Highest level of integrity and management of confidential information

Your Perks

We benefit from the great work our employees do each day. That is why we are committed to providing a variety of awesome benefits to help them live their best lives.

  • Competitive salarybecause we value your experience and expertise
  • Unlimited vacation / sick daysbecause everyone deserves time for R&R
  • Employercontribution towards health coverage(including vision & dental) because your physical health and well-being is important to us
  • Various fringe benefitssuch as 401k, Parental Leave, FSA/HSA, and Employee Assistance Programs because health coverage is more than just choosing your yearly plan
  • Flexible work environmentbecause we are a geographically dispersed team and we believe in balance
  • Pet insurancebecause all of your beloved family members should have coverage too
  • Weekly lunch stipendbecause there is such a thing as a free lunch!

A close-knit teamof enthusiastic, collegial and driven people to work alongside in a highly meritocratic environment because teamwork makes the dreamwork